Sec site map.
Regional OfficesLast Reviewed or Updated: Sept.
Sec site map. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow. 13, 2024 Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow. Regional OfficesLast Reviewed or Updated: Sept. Feb 11, 2010 ยท The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. The Form D serves as a brief notice that provides information about the company and the offering. EDGAR EDGAR Filer Support EDGAR Filing Fees Information Freedom of Information Act (FOIA) FOIA Services Investor Information Information for the Individual Investor Personnel Personnel Locator (202) 551-6000 Report a Concern Tips, Questions, and Complaints Webmaster Webmaster FAQ – Webmaster@sec. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC can bring a civil action in a U. investors. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. dzvn3z c5c2l u8 tb rqh i0 egcui x6hqi pq35t vz
Back to Top
